Model Wildlife Protocol

Ornithological Council and American Society of Mammalogists developed a model protocol form for wildlife research, designed specifically for wildlife research conducted either in the field or in captivity.

Download the entire protocol here: ModelWildlifeProtocol-2017-Update

First question: Is this protocol even required?

The Ornithological Council and the American Society of Mammalogists have developed a protocol form designed specifically for wildlife research conducted either in the field or in captivity. We recognized a need for this form as a result of feedback from the many researchers, institutional officials, animal care and use committee members, and attending veterinarians who comply with or implement the Animal Welfare Act compliance for studies of wildlife. Most institutions use a single form with few, if any, questions relevant to wildlife research, including the key question: “Is this project even covered under the Animal Welfare Act or the Public Health Service Policy?”

Critical review of protocols involving wildlife research requires the use of appropriate standards. Standards and protocol forms not developed for wild animals cover many topics not pertinent to wildlife studies and omit topics central to such work. In order to conduct a more biologically appropriate review and achieve a greater level of meaningful welfare for the study animals IACUCs should ensure that protocol forms, standards, and reference materials are appropriate for the type of study under consideration.

Given that there are two overlapping laws, administered by two different agencies, one (APHIS) with a set of implementing regulations and the other (PHS) with a non-regulatory but mandatory policy, we took care to construct this form in a manner that will guide the IACUC and the researcher to the pertinent laws and standards.

For institutions without a protocol designed specifically for studies involving wildlife, this document can serve as a stand-alone form. Institutions that already have a protocol form designed for wildlife may incorporate any portions of the form to complement their existing document.

Institutions may also modify the form as you see fit, but we encourage them to let us know what changes they have made and why, as this will help us to improve the final product.

We also encourage institutions to take full advantage of the additional resources available to them when assessing wildlife protocols. These peer-reviewed documents include the taxon specific guidelines published by the American Society of Ichthyologists and Herpetologists, the American Society of Mammalogists, and the Ornithological Council. These documents were formally recognized by NSF in December 2012 as appropriate standards for NSF funded research conducted on wild vertebrates and were also recognized by AAALAC International as Reference Resources.

Development of this model protocol was supported, in part, by the National Science Foundation under Grant No. IOS 113273. Any opinions, findings, and conclusions or recommendations expressed in this material are those of the author(s) and do not necessarily reflect the views of the National Science Foundation.

MAJOR UPDATE AUGUST 2017: This August 2017 update incorporates important changes resulting from a Memorandum of Agreement between the National Science Foundation (NSF) and the Office of Laboratory Animal Welfare (OLAW) of the National Institutes of Health that calls for OLAW to oversee animal welfare compliance for NSF-funded research. To help IACUCs and researchers determine how the two animal welfare laws apply to wildlife research conducted in the U.S. (or outside the U.S. with funding from U.S. funding agencies), we have incorporated a comprehensive explanation that has been reviewed and approved by both OLAW and NSF. That statement, which was reviewed and approved by both OLAW and NSF, is found in Appendix B.